Additional Services

  • Applications for Authorisation with the FCA and/or PRA
  • Applications for Variations of Permissions
  • Applications for Passport for Services or Branch Establishments
  • Complaints Handling
  • Financial Promotions Vetting
  • A “Deep Drill” Regulatory Report stretching from the Board and Management responsibilities and drilling down into individual, competencies and activities
  • Regulatory Defence following FCA intervention