Network

  • Strategic Planning and Setting up a Network
  • Recruiting and Selecting ARs
  • Introducer Appointed Representatives
  • Monitoring Compliance across a Network
  • Auditing ARs
  • AR Agreements & other essential documentation
  • Network Training & Development for Principles and Advisors
  • Compliance Monitoring
  • RMAR for a Network.  I-FACT has set up a number of networks for IFAs and Mortgage Brokers, none of which have been criticised by any regulator.

Two other networks that had to undertake remedial action following a regulatory intervention turned to I-FACT and in both cases the firms were turned round from facing suspension to routine monitoring and no disciplinary action.

Appointed Representatives can be a very profitable exercise if the regulatory risk is controlled by creative compliance solutions.