Training and Workshops

  • Senior Management Responsibilities
  • ICOB Practical Workshops
  • MCOB Practical Workshops
  • Money Laundering
  • Client Money
  • Network & AR Compliance Training
  • SYSC & Approved Persons Course
  • Complaints Procedure
  • Understanding the background and objectives of PRA and FCA
  • Understanding the responsibilities of Controlled Function Officeholders and the fulfilment of responsibilities
  • Management and Supervisors course, explaining the delivery and expectations of regulatory requirements
  • Training and Competence Regime and Fulfilment
  • Treating Customers Fairly
  • Sales Process for Investment Contracts
  • Sales Process for Non-Investment Insurance Contracts