| Culture |
What is FSA doing about culture and what should firms do to prepare themselves? |
| Read more... |
| Changes in the Regulatory Architecture and Approved Persons |
| Regulatory Architecture changes: You should learn in April 2011 whether you are going to fall under the regulation of the Prudential Regulatory Authority (PRA) or the Consumer Protection and Markets Authority (CPMA). |
| Read more... |
IFAct Services Limited,
Connect House,
Kingston Road,
Leatherhead,
Surrey,
KT22 7LT.
Tel: +44 (0)8456 121 211
Fax: +44 (0)1372 365036
E-mail: admin@ifact.co.uk
- Full Compliance Officer Service
- Healthchecks
- File Audits
- Fit and Proper Assessment Review
- Annual Competence Assessment Review
Compliance is an ongoing process NOT a one-off event.
An experienced IFAct consultant can lead your own internal team to meet the regulatory requirements of the FSA, the consultant will always transfer knowledge and skills to your team so over time all the routine functions can be undertaken in house and the consultant will then ‘check the checker’. Outsourcing specialist compliance functions has proven to be far more cost effective than employing a full time compliance officer for upwards of £50K pa. Your own management will be doing that what they do best, the day job, the ‘extras’ are outsourced.Our website is designed to provide you with information about us and the services we offer related to FSA, financial regulations and compliance. However, you are likely to have more questions about how IFAct Services Ltd can help you with your own needs, so please feel free to contact us on the telephone number above or email us directly.
| Financial Regulation | Compliance Management | FSA Regulation |
| Compliance Training | Financial Compliance | FSA Compliance |
| Compliance Auditing |
Banking Compliance |
FSA Authorisation |
| Compliance Consulting | Regulatory Compliance | Compliance Regulations |